Stephen I Miran

• 278-T Periodic Transaction Report278 Transaction· filed April 25, 2026

  278-T signed 04/03/2026 and OGE-certified 04/21/2026. Discloses seven transactions between 01/20/2026 and 03/02/2026 within BBH Wealth Strategies LLC, including a Silver Point Distressed Opportunity II Series capital call purchase and multiple Clarkston Capital Partners Small/Mid Cap Series sales plus a BBH Limited Duration Fund Cl I sale. Endnotes mark sales 2-5 as manager-initiated redemptions because the strategy is being wound down, not transactions initiated by Miran. All marked No on the 30-day notification flag.

  OGE record
• Compliance CertificationCertification of Ethics Agreement Compliance· filed April 18, 2026

  Ethics Agreement Compliance Certification digitally signed 09/27/2025 (note: signed before due date 12/23/2025; OGE intake date is 04/18/2026). Lists ethics agreement signed 09/02/2025, confirmed 09/15/2025. Marks N/A on resignations, divestitures, and 278-T filing rows. Marks Yes on managed accounts notification, both recusal categories, initial ethics briefing, and additional ethics requirements. Section 10 cites 12 U.S.C. Sections 244 and 620 banking-stock prohibition and notes SM Consulting 1 LLC will remain dormant during appointment.

  OGE record
• 278-T Periodic Transaction Report278 Transaction· filed Dec. 31, 2025

  278-T signed 12/03/2025 and OGE-certified 12/30/2025. Discloses one transaction: a purchase of iShares S&P 500 Index Fund (IVV) on 11/14/2025 in the $500,001-$1,000,000 range, marked No on the 30-day notification flag.

  OGE record
• 278-T Periodic Transaction Report278 Transaction· filed Sept. 6, 2025

  Large 278-T signed 07/21/2025 and OGE-certified 09/02/2025 covering Miran's CEA-era divestitures. Discloses 69 transactions: 57 individual-stock sales executed 06/09/2025 (Abbott, Adobe, Alphabet, Amazon, Berkshire Hathaway, Eli Lilly, Microsoft, Mastercard, Oracle, S&P Global, Costco, etc.), plus ETF sales/purchases (XLF, IYT, SHYD, TLT) and S&P 500 futures and options opened in March and closed in May. All rows marked No on the 30-day notification flag, with totals reaching the $100,001-$250,000 and $250,001-$500,000 ranges for several positions.

  OGE record
• Ethics AgreementEthics Agreement· filed Sept. 5, 2025

  Ethics agreement letter to Federal Reserve DAEO Sean D. Croston dated 09/02/2025. Records that Miran resigned from Hudson Bay Capital Management LP effective 02/21/2025 (received 2024 bonus same date); resigned from Manhattan Institute for Policy Research effective 02/21/2025; and that SM Consulting 1 LLC ceased business in February 2025 and will remain dormant. Section 5 cites the 12 U.S.C. banking-stock prohibition applicable to Federal Reserve governors.

  OGE record
• Nominee 278Nominee 278· filed Sept. 5, 2025

  Nominee 278e signed 08/20/2025 and OGE-certified 09/03/2025. Lists Miran's prior positions including Hudson Bay Capital Management LP (Senior strategist 2/2024-2/2025, $1,609,182 salary/bonus), Manhattan Institute (Fellow), Amberwave Partners (Co-founder, 8/2021-12/2023), and Balyasny Asset Management (consultant). Discloses brokerage holdings (TLT ETF, PIMCO PFIAX in HBC 401(k)), Roth IRA, spouse's employment with ECPI University ($457,954 ordinary income) and Advanced Tech Institute LLC, plus other assets including Fidelity SPAXX, Fannie Mae, XLF, Cytokinetics, and Enovix.

  OGE record
• Compliance CertificationCertification of Ethics Agreement Compliance· filed June 12, 2025

  Ethics Agreement Compliance Certification signed 06/10/2025 for Miran's earlier role as CEA Chairman. Lists ethics agreement signed 02/26/2025, confirmed 03/12/2025, certification due 06/17/2025. Marks Yes on resignations and divestitures and No on the 278-T row, with the comments box stating the 278-T to reflect divestitures will be filed within the required timeframe. Section 8 box marks that an annual bonus from previous employer Hudson Bay Capital Management was received prior to assumption of duties.

  OGE record

Source: U.S. Office of Government Ethics public disclosure portal. Document summaries are observational and do not constitute compliance determinations. Compliance with ethics agreements is certified by OGE in their own Compliance Certification document, which is listed above when on file.